Financial Crimes Compliance Investigator
Company: Guidehouse
Location: Draper
Posted on: September 23, 2024
Job Description:
Job Family:InvestigatorTravel Required:Up to 10%Clearance
Required:NoneWhat You Will Do:
- Performing Anti Money Laundering (AML) and/or Fraud alert/case
reviews, seeking to mitigate risks associated to financial crimes
and suspicious activity. -
- Applying research and analytic techniques to digest complex
information sets to make logical and adequately supported
determinations in regard to unusual and potentially suspicious
activity. -
- Applying consistent and well-documented analysis aligned with
industry standards to ensure success in the following daily efforts
of Transaction Monitoring: -
- Conducting an end-to-end and meticulous review of potential
illegal or suspicious activity; -
- Completing time-sensitive and meticulous analysis of each
instance of potential OFAC Sanctions violations, Anti-Money
Laundering activity, Fraud and/or suspicious financial activity
across multiple jurisdictions and countries;
- Assessment of customer profiles and client data to identify
whether activity is consistent with typical purchasing/payment
activity, including Acceptable Use Policy adherence and Know Your
Customer efforts;
- Documenting findings in narrative style format, in a
transaction monitoring case management system and prepare updates
to Project Managers / Team Leads as appropriate; and -
- Making determinations in addition to drafting and filing
Suspicious Activity Reports (SAR). -
- Executing and delivering high quality work product, functioning
both independently and in a collaborative setting with a focus on
client satisfaction. - -
- Learning client procedures, systems, and processes and adhering
to client requirements.What You Will Need:
- Bachelor's degree and a minimum of 2 years relevant experience
(Relevant experience may be substituted for formal education or
advanced degree).
- Knowledge of applicable laws, regulations, and guidelines
(e.g., BSA, OFAC, FinCEN -guidance).
- Knowledge of Financial Crimes Compliance functions such as OFAC
Sanctions, Anti-Money Laundering, KYC, CDD, EDD and/or Financial
Fraud Investigations.
- Understanding of the legal, corporate governance, and
regulatory environment related to the BSA and USA PATRIOT Act.
- Experience working with manual and system generated
alerts/cases for the detection of potentially suspicious
activity.
- Knowledge of US reporting requirements as it relates to
suspicious activity reports and cash transaction activity. -
- Ability to detect and mitigate red flags for potential
financial crime, including money laundering, terrorism financing
activities and fraud, as it appears in transactional data. -
- Transaction analysis skills related to international wires,
corresponding banking, cash, and check activity. -
- Experience composing and filing Suspicious Activity
Reports.
- Strong analytical and research skills.
- The ability to excel within a team environment and
independently. -
- The ability to multi-task and effectively prioritize
tasks.
- The ability to work in a production driven environment.
- Effective oral and written communication skills.
- Strong proficiency in Microsoft Excel and other Microsoft Suite
Products.
- Ability to quickly learn and adapt to new policies, procedures,
and vendor systems.
- A demonstrable willingness to work more than 40 hours when
needed.What Would Be Nice To Have:
- 2+ years of experience assessing and reviewing system generated
and manual AML alerts and/or escalations/SAR write-ups for
potentially suspicious activity. -
- Experience with financial crimes risks associated with
Transaction Monitoring/ Screening/ Fraud Operations/ SAR
Reporting/Identification and Verification of Customers, KYC, CDD
and EDD.
- General Compliance function and process knowledge (Transaction
Monitoring/ Screening/ Fraud Operations/ SAR
Reporting/Identification and Verification of Customers, KYC, CDD
and EDD).
- CAMS certification. -What We Offer:Guidehouse offers a
comprehensive, total rewards package that includes competitive
compensation and a flexible benefits package that reflects our
commitment to creating a diverse and supportive workplace.Benefits
include:
- Medical, Rx, Dental & Vision Insurance
- Personal and Family Sick Time & Company Paid Holidays
- Position may be eligible for a discretionary variable incentive
bonus
- Parental Leave
- 401(k) Retirement Plan
- Basic Life & Supplemental Life
- Health Savings Account, Dental/Vision & Dependent Care Flexible
Spending Accounts
- Short-Term & Long-Term Disability
- Tuition Reimbursement, Personal Development & Learning
Opportunities
- Skills Development & Certifications
- Employee Referral Program
- Corporate Sponsored Events & Community Outreach
- Emergency Back-Up Childcare ProgramAbout GuidehouseGuidehouse
is an Equal Employment Opportunity / Affirmative Action employer.
All qualified applicants will receive consideration for employment
without regard to race, color, national origin, ancestry,
citizenship status, military status, protected veteran status,
religion, creed, physical or mental disability, medical condition,
marital status, sex, sexual orientation, gender, gender identity or
expression, age, genetic information, or any other basis protected
by law, ordinance, or regulation.Guidehouse will consider for
employment qualified applicants with criminal histories in a manner
consistent with the requirements of applicable law or ordinance
including the Fair Chance Ordinance of Los Angeles and San
Francisco.If you have visited our website for information about
employment opportunities, or to apply for a position, and you
require an accommodation, please contact Guidehouse Recruiting at
1-571-633-1711 or via email at . All information you provide will
be kept confidential and will be used only to the extent required
to provide needed reasonable accommodation.Guidehouse does not
accept unsolicited resumes through or from search firms or staffing
agencies. All unsolicited resumes will be considered the property
of Guidehouse and Guidehouse will not be obligated to pay a
placement fee.
Keywords: Guidehouse, Draper , Financial Crimes Compliance Investigator, Accounting, Auditing , Draper, Utah
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